Top Tier Hedge Fund is looking to hire a Compliance Officer in New York City.
This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.
The ideal candidate will have:
• Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.
• Testing & Monitoring
• Policies & Procedures
• Code of Ethics
• Licensing & Registrations
• Cross-Border / International Compliance
• Marketing Review
• Trade/Portfolio Compliance
• Regulatory Inquiries/Affairs
• A strong academic pedigree from a top university
The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.
A highly competitive compensation package is on offer.
For a discussion in confidence, please apply with your resume.